Settlement Services

Compliance and Settlement Services provides settlement services that assist client companies with their various fund raising related relationships by providing proper remuneration based on their agreements.

Often a variety of third-party entities are used by companies raising money in order to assist achieving their fund raising goals. These entities usually consist of broker dealers, finders, and marketing agencies. As a result of multiple parties participating in the sourcing of potential investors during fund raising, many corporations find themselves burdened with the complex task of ensuring all parties are properly compensated for their representative efforts.

Compliance and Settlement Services offers a one-stop solution that accommodates these complex relationships with the Offeror of the securities and provides the appropriate payments in accordance with their agreements. This unique service allows client companies to have complete confidence that their vendors are being compensated correctly.


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